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Rules & Rule changes

As registered national securities exchanges, ISE, ISE Gemini, and ISE Mercury each maintain a set of rules for trading on its respective exchange and regulating its respective members. These rules are designed to prevent fraudulent and/or manipulative acts and practices, promote just and equitable principles of trade, and provide a means by which the exchanges can take appropriate disciplinary action against their respective members when violations of the rules occur.

Click here for the complete rulebook for ISE.

Click here for the complete rulebook for ISE Gemini.

Click here for the complete rulebook for ISE Mercury.

Rule Changes are also available via RSS Feed: Approved rss  Proposed rss

Showing Rule Filings for All | All | 2017
Date Document Description Stage Publications Exchange
10/2/2017 SR-GEMX-2017-44 Proposed Rule Change to Amend the Fee Schedule Proposed ISE Gemini
10/2/2017 SR-GEMX-2017-46 Proposed Rule Change to Amend the Fee Schedule Proposed ISE Gemini
10/2/2017 SR-ISE-2017-86 Proposed Rule Change to Amend Rule 723 Proposed ISE
10/2/2017 SR-ISE-2017-87 Proposed Rule Change to Amend the Schedule of Fees Proposed ISE
10/2/2017 SR-ISE-2017-88 Proposed Rule Change to Amend the Schedule of Fees Proposed ISE
10/2/2017 SR-ISE-2017-89 Proposed Rule Change to Amend the Schedule of Fees Proposed ISE
10/2/2017 SR-ISE-2017-90 Proposed Rule Change to Amend the Schedule of Fees Proposed ISE
10/2/2017 SR-MRX-2017-20 Proposed Rule Change to Amend the Schedule of Fees Proposed ISE Mercury
9/19/2017 SR-MRX-2017-18 Proposed Rule Change Relating to Corporate Governance Rules Proposed ISE Mercury
9/18/2017 SR-GEMX-2017-43 Proposed Rule Change to Amend Rule 716 Proposed ISE Gemini
9/18/2017 SR-ISE-2017-84 Proposed Rule Change to Amend Rule 716 Proposed ISE
9/18/2017 SR-MRX-2017-19 Proposed Rule Change to Amend Rule 716 Block Mechanism Proposed ISE Mercury
9/15/2017 SR-GEMX-2017-40 Proposed Rule Change to Amend the Fee Schedule Proposed ISE Gemini
9/1/2017 SR-GEMX-2017-42 Proposed Rule Change to Amend the Fee Schedule Notice/Effective ISE Gemini
9/1/2017 SR-ISE-2017-81 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
9/1/2017 SR-ISE-2017-82 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
9/1/2017 SR-ISE-2017-83 Proposed Rule Change to Make Non-Substantive Changes to the Rules and the Schedule of Fees Notice/Effective ISE
8/31/2017 SR-MRX-2017-17 Proposed Rule Change to Remove Outdated Language in Chapter 19 Notice/Effective ISE Mercury
8/28/2017 SR-ISE-2017-80 Proposed Rule Change to Delay Implementation of Changes to the Corporate Governance Framework Notice/Effective ISE
8/17/2017 SR-ISE-2017-78 Proposed Rule Change to Amend Rule 701 Proposed ISE
8/10/2017 SR-GEMX-2017-38 Proposed Rule Change to Amend Rule 701 Proposed ISE Gemini
8/10/2017 SR-ISE-2017-79 Proposed Rule Change to Amend Rule 504 Notice/Effective ISE
8/9/2017 SR-GEMX-2017-39 Proposed Rule Change to Amend the Fee Schedule Proposed ISE Gemini
8/7/2017 SR-GEMX-2017-37 Proposed Rule Change Relating to a New Corporate Governance Framework Notice ISE Gemini
9/20/2017 SR-GEMX-2017-37-1 Proposed Rule Change Relating to a New Corporate Governance Framework Proposed ISE Gemini
8/3/2017 SR-GEMX-2017-36 Proposed Rule Change to Amend Rule 720 Notice/Effective ISE Gemini
8/3/2017 SR-MRX-2017-16 Proposed Rule Change to Amend Rule 720 Notice/Effective ISE Mercury
8/1/2017 SR-ISE-2017-77 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
7/26/2017 SR-GEMX-2017-31 Proposed Rule Change Relating to the Options Regulatory Fee Notice/Effective ISE Gemini
7/26/2017 SR-ISE-2017-71 Proposed Rule Change Relating to the Options Regulatory Fee Notice/Effective ISE
7/26/2017 SR-ISE-2017-76 Proposed Rule Change to Amend Rule 720 Notice/Effective ISE
7/26/2017 SR-MRX-2017-14 Proposed Rule Change to Amend Rule 804 Notice/Effective ISE Mercury
7/20/2017 SR-MRX-2017-13 Proposed Rule Change Relating to Ports Used to Connect to the Exchange Notice/Effective ISE Mercury
7/18/2017 SR-ISE-2017-75 Proposed Rule Change to Extend the Implementation Date in Rule 723b Notice/Effective ISE
7/13/2017 SR-ISE-2017-73 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
7/6/2017 SR-GEMX-2017-32 Proposed Rule Change Relating to Market Maker Quotations Notice/Effective ISE Gemini
7/5/2017 SR-GEMX-2017-30 Proposed Rule Change to Remove Outdated Rule Text Notice/Effective ISE Gemini
7/5/2017 SR-ISE-2017-72 Proposed Rule Change to Extend the SPY Pilot Notice/Effective ISE
7/3/2017 SR-ISE-2017-69 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
6/30/2017 SR-ISE-2017-65 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
6/30/2017 SR-ISE-2017-66 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
6/30/2017 SR-ISE-2017-67 Proposed Rule Change to Correct a Typo Notice/Effective ISE
6/29/2017 SR-GEMX-2017-29 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
6/27/2017 SR-GEMX-2017-28 Proposed Rule Change Regarding Immediate-or-Cancel Orders Notice/Effective ISE Gemini
6/27/2017 SR-ISE-2017-63 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
6/27/2017 SR-MRX-2017-11 Proposed Rule Change Relating to the Specialized Quote Feed Notice/Effective ISE Mercury
6/23/2017 SR-ISE-2017-62 Proposed Rule Change Relating to Ports and Gateways Connecting to the Exchange Notice/Effective ISE
6/19/2017 SR-ISE-2017-58 Proposal Relating to Immediate-or-Cancel Orders Notice/Effective ISE
6/19/2017 SR-ISE-2017-59 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
6/15/2017 SR-MRX-2017-09 Proposed Rule Change Regarding Quote Mitigation Notice/Effective ISE Mercury
6/12/2017 SR-GEMX-2017-25 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
6/12/2017 SR-ISE-2017-42 Proposed Rule Change Relating to Market Maker Quotations Notice/Effective ISE
6/12/2017 SR-ISE-2017-54 Proposal Relating to the Non-Priority Customer License Surcharge Notice/Effective ISE
6/9/2017 SR-GEMX-2017-24 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Approval ISE Gemini
8/25/2017 SR-GEMX-2017-24-1 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Proposed ISE Gemini
6/9/2017 SR-ISE-2017-52 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Approval ISE
8/25/2017 SR-ISE-2017-52-1 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Proposed ISE
6/9/2017 SR-MRX-2017-08 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Approval ISE Mercury
8/25/2017 SR-MRX-2017-08-1 Proposed Rule Change Regarding Procedures for Resolving Disputes Related to CAT Fees Proposed ISE Mercury
6/6/2017 SR-MRX-2017-07 Proposed Rule Change Related to Allocations Made Pursuant to Rule 1901 Notice/Effective ISE Mercury
6/5/2017 SR-ISE-2017-51 Proposal to Remove Chapter 21 from the ISE Rulebook Notice/Effective ISE
6/1/2017 SR-GEMX-2017-23 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
5/31/2017 SR-ISE-2017-49 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
5/31/2017 SR-MRX-2017-01 Proposed Rule Change to Amend the Opening Process Approval ISE Mercury
5/25/2017 SR-ISE-2017-48 Proposed Rule Change to Extend the Penny Pilot Program Notice/Effective ISE
5/25/2017 SR-MRX-2017-06 Proposed Rule Change to Extend the Penny Pilot Program Notice/Effective ISE Mercury
5/22/2017 SR-GEMX-2017-20 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
5/22/2017 SR-GEMX-2017-21 Proposed Rule Change to Extend the Penny Pilot Program Notice/Effective ISE Gemini
5/19/2017 SR-MRX-2017-05 Proposed Rule Change Relating to Allocation Entitlement for Preferred PMMs Notice/Effective ISE Mercury
5/17/2017 SR-MRX-2017-02 Proposed Rule Change Related to System Migration to INET Technology Approval ISE Mercury
5/16/2017 SR-ISE-2017-47 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
5/15/2017 SR-ISE-2017-46 Proposed Rule Change to Amend Rule 1404 Notice ISE
5/15/2017 SR-ISE-2017-46-1 Proposed Rule Change to Amend Rule 1404 Proposed ISE
8/25/2017 SR-ISE-2017-46-2 Proposed Rule Change to Amend Rule 1404 Proposed ISE
5/12/2017 SR-GEMX-2017-17 Proposal to Establish Fees Relating to the Consolidated Audit Trail Proposed ISE Gemini
5/12/2017 SR-ISE-2017-45 Proposal to Establish Fees Relating to the Consolidated Audit Trail Proposed ISE
5/12/2017 SR-MRX-2017-04 Proposal to Establish Fees Relating to the Consolidated Audit Trail Proposed ISE Mercury
5/11/2017 SR-GEMX-2017-16 Proposed Rule Change Relating to Cancel and Replace Functionality Proposed ISE Gemini
5/10/2017 SR-GEMX-2017-10 Proposed Rule Change to Amend Rule 701 Notice/Effective ISE Gemini
5/10/2017 SR-ISE-2017-41 Proposed Rule Change Relating to Foreign Currency Index Options Trading Hours Notice/Effective ISE
5/8/2017 SR-ISE-2017-44 Proposed Rule Change to Delay the Implementation of QCC with Stock Functionality Notice/Effective ISE
5/5/2017 SR-GEMX-2017-13 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
5/1/2017 SR-ISE-2017-39 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
4/27/2017 SR-GEMX-2017-07 Proposed Rule Change to Establish INET Ports Notice/Effective ISE Gemini
4/26/2017 SR-GEMX-2017-04 Proposed Rule Change Relating to Quote Mitigation Notice/Effective ISE Gemini
4/26/2017 SR-ISE-2017-34 Proposed Rule Change Relating to Quote Mitigation Notice/Effective ISE
4/26/2017 SR-ISE-2017-37 Proposed Rule Change Relating to Market Maker Quotes in the Complex Order Book Notice/Effective ISE
4/25/2017 SR-GEMX-2017-05 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
4/25/2017 SR-ISE-2017-35 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
4/17/2017 SR-ISE-2017-33 Proposed Rule Change to Delay Implementation of Simultaneous Complex Order Auctions Notice/Effective ISE
4/12/2017 SR-GEMX-2017-03 Proposed Rule Change Relating to Changing the Exchange Name Notice/Effective ISE Gemini
4/11/2017 SR-ISE-2017-32 Proposed Rule Change Relating to the Corporate Governance Framework Approval ISE
7/11/2017 SR-ISE-2017-32-1 Proposed Rule Change Relating to the Corporate Governance Framework Proposed ISE
4/5/2017 SR-ISE-2017-31 Proposal to Change the Allocation Entitlement for Preferred PMMs Notice/Effective ISE
4/3/2017 SR-ISE-2017-30 Proposed Rule Change Relating to Obvious Errors Notice/Effective ISE
3/28/2017 SR-ISE-Mercury-2017-06 Proposed Rule Change Relating to Tick-Worse Functionality Notice/Effective ISE Mercury
3/21/2017 SR-ISE-2017-28 Proposed Rule Change Relating to Stock-Option Orders Notice/Effective ISE
3/17/2017 SR-ISE-2017-25 Proposed Rule Change Relating to Changing the Exchange Name Notice/Effective ISE
3/17/2017 SR-ISE-Mercury-2017-05 Proposed Rule Change Relating to Changing the Exchange Name Notice/Effective ISE Mercury
3/15/2017 SR-ISE-2017-27 Proposed Rule Change Relating to Tick-Worse Functionality Notice/Effective ISE
3/10/2017 SR-ISE-2017-23 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
3/10/2017 SR-ISE-2017-24 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
3/7/2017 SR-ISE-Gemini-2017-13 Proposed Rule Change Relating to Changing the Exchange Name Notice/Effective ISE Gemini
3/7/2017 SR-ISE-Gemini-2017-14 Proposed Rule Change Relating to the Allocation Entitlement for Preferred PMMs Notice/Effective ISE Gemini
3/13/2017 SR-ISE-Gemini-2017-14-1 Proposed Rule Change Relating to the Allocation Entitlement for Preferred PMMs Proposed ISE Gemini
3/1/2017 SR-ISE-2017-22 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
2/28/2017 SR-ISE-2017-20 Proposed Rule Change to Correct a Typo in ISE Rule 413 Notice/Effective ISE
2/28/2017 SR-ISE-Gemini-2017-12 Proposed Rule Change Relating to Tick-Worse Functionality and Split Price Transactions Notice/Effective ISE Gemini
2/27/2017 SR-ISE-2017-17 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
2/27/2017 SR-ISE-2017-18 Proposed Rule Change Related to Liability Caps and Reimbursement Requirements Notice/Effective ISE
2/27/2017 SR-ISE-Gemini-2017-09 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
2/27/2017 SR-ISE-Gemini-2017-10 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE Gemini
2/27/2017 SR-ISE-Gemini-2017-11 Proposed Rule Change Regarding Liability Caps and Reimbursement Requirements Notice/Effective ISE Gemini
2/27/2017 SR-ISE-Mercury-2017-04 Proposed Rule Change Regarding Liability Caps and Reimbursement Requirements Notice/Effective ISE Mercury
2/24/2017 SR-ISE-2017-16 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
2/24/2017 SR-ISE-Gemini-2017-07 Proposed Rule Change Regarding Cancel and Replace Orders Notice/Effective ISE Gemini
2/24/2017 SR-ISE-Gemini-2017-08 Proposed Rule Change Relating to All-or-None Orders Notice/Effective ISE Gemini
2/23/2017 SR-ISE-2017-15 Proposed Rule Change to Delay the Implementation of Directed Orders Functionality Notice/Effective ISE
2/16/2017 SR-ISE-Gemini-2017-05 Proposed Rule Change to Delay the Implementation of Block Order Mechanism functionality Notice/Effective ISE Gemini
2/13/2017 SR-ISE-2017-12 Proposed Rule Change to Amend Rule 715 and Rule 721 Notice/Effective ISE
2/10/2017 SR-ISE-2017-10 Proposed Rule Change to Amend the Schedule of Fees Approval ISE
2/8/2017 SR-ISE-2017-03 Proposed Rule Change Related to System Migration to INET Technology Approval ISE
3/30/2017 SR-ISE-2017-03-1 Proposed Rule Change Related to System Migration to INET Technology Proposed ISE
2/2/2017 SR-ISE-2017-08 Proposed Rule Change Regarding the Consolidated Audit Trail Approval ISE
3/7/2017 SR-ISE-2017-08-1 Proposed Rule Change Regarding the Consolidated Audit Trail Proposed ISE
2/2/2017 SR-ISE-Gemini-2017-04 Proposed Rule Change Regarding the Consolidated Audit Trail Approval ISE Gemini
3/7/2017 SR-ISE-Gemini-2017-04-1 Proposed Rule Change Regarding the Consolidated Audit Trail Proposed ISE Gemini
2/2/2017 SR-ISE-Mercury-2017-03 Proposed Rule Change Regarding the Consolidated Audit Trail Approval ISE Mercury
3/7/2017 SR-ISE-Mercury-2017-03-1 Proposed Rule Change Regarding the Consolidated Audit Trail Proposed ISE Mercury
1/13/2017 SR-ISE-2017-02 Proposed Rule Change to Amend the Opening Process Approval ISE
3/3/2017 SR-ISE-2017-02-1 Proposed Rule Change to Amend the Opening Process Proposed ISE
1/3/2017 SR-ISE-2017-01 Proposed Rule Change to Amend the Schedule of Fees Notice/Effective ISE
1/3/2017 SR-ISE-Gemini-2017-01 Proposed Rule Change to Eliminate the Performance Routing Program Notice/Effective ISE Gemini
12/16/2016 SR-ISE-Gemini-2016-17 Proposed Rule Change Relating to a System Migration to Nasdaq INET Technology Approval ISE Gemini
1/30/2017 SR-ISE-Gemini-2016-17-1 Proposed Rule Change Relating to a System Migration to Nasdaq INET Technology Proposed ISE Gemini
2/8/2017 SR-ISE-Gemini-2016-17-2 Proposed Rule Change Relating to a System Migration to Nasdaq INET Technology Proposed ISE Gemini