ISE, GEMX & MRX Comment Letters
2016
Date | Title |
---|---|
5/31/2016 | Comment Letter on NYSEMKT-2016-45 |
4/20/2016 | Comment Letter on SR-OCC-2016-004, Risk Controls |
2015
2014
Date | Title |
---|---|
12/19/2014 | Comment Letter on MIAX Fees |
11/14/2014 | ISE Response to Group One Comment Letter on SR-ISE-2014-43 |
6/24/2014 | Comment Letter on JBO Orders |
6/3/2014 | Comment Letter on Phlx Proposal Regarding Floor Priority |
5/20/2014 | Comment Letter on Phlx Customer Order Rebates |
2013
Date | Title |
---|---|
12/20/2013 | Comment Letter on Phlx Customer Order Rebates |
11/11/2013 | Comment Letter on Phlx Customer Order Rebates |
11/8/2013 | Comment Letter on BOX PIP Fees |
10/16/2013 | Comment Letter on Arca Penny Pilot Proposal |
10/1/2013 | Comment Letter on Arca Penny Pilot Proposal |
7/8/2013 | Comment Letter on Regulation SCI |
5/20/2013 | Comment Letter on Arca, Amex and PHLX Mini Options Fees |
3/26/2013 | Comment Letter on CBOE Complex Order Subsidy |
2012
Date | Title |
---|---|
10/4/2012 | Comment Letter on MIAX Registration Application |
9/20/2012 | ISE Response to Comment Letter on Mini Options |
8/27/2012 | Second Supplemental Comment Letter on ISE Max SPY Index |
8/10/2012 | Supplemental Comment Letter on ISE Max SPY Index |
2011
2010
2009
Date | Title |
---|---|
12/16/2009 | ISE Response to CBOE Petition and CBOE Submission |
12/3/2009 | ISE Response to CBOE Petition for Full Commission Review |
11/23/2009 | Comment Letter on Flash Orders |
9/21/2009 | Comment Letter on Short Sale Reproposal |
6/23/2009 | Comment Letter on NYSE Arca Penny Pilot Proposal |
6/19/2009 | Comment Letter on Short Sale Regulation |
3/25/2009 | Comment Letter on CBOE Proposal to Permit Tied Hedge Transactions |
2008
Date | Title |
---|---|
7/10/2008 | Comment Letter on Depth of Market Draft Approval Order |
2007
2006
Date | Title |
---|---|
3/23/2006 | Comment Letter on BOX Anonymity 2 |
1/19/2006 | Comment Letter on BOX Anonymity |
2005
Date | Title |
---|---|
11/3/2005 | Comment Letter on Nasdaq Exchange Application |
9/12/2005 | Comment Letter on CBOE's DIAMONDS Fees |
3/8/2005 | Comment Letter on SRO Concept Release |
3/8/2005 | Comment Letter on SRO Governance Proposal |
1/13/2005 | Comment Letter on Phlx and CBOE Preferencing Proposals |
2004
Date | Title |
---|---|
12/31/2004 | Comment Letter on CBOE Preferencing Proposal |
6/30/2004 | Comment Letter on Regulation NMS |
6/4/2004 | Comment Letter on Rule 19b-4 Electronic Amendments |
4/8/2004 | Comment Letter on SEC Concept Release on the Options Market |
2003
2002
Date | Title |
---|---|
10/22/2002 | ISE Comment Letter on OneChicago Customer Margin Rules |
5/28/2002 | Comment Letter on Proposed Amex Order Restrictions |
1/23/2002 | Comment Letter on CBOE's NBBO Proposal |
2001
Date | Title |
---|---|
3/23/2001 | Comment Letter on Proposed Rule 19b-6 |
2000